Corporate Business

Fortune (HK) Securities Limited

Fortune (HK) Securities Limited (formerly known as known as Hong Tong Hai Securities Limited), established in 2002, is a wholly-owned subsidiary of GoFintech Innovation Limited (formerly known as known as China Fortune Financial Group Limited).

We are licensed to carry out Type 1 (dealing in securities) regulated activity under the Securities and Futures Ordinance (SFO) including brokerage services, margin financing, securities placing and underwriting businesses.

With in-depth knowledge and market network in Greater China market, our experienced teams aim to provide professional and comprehensive financial services to all corporate, institutional, and retail customers.

News & Updates

[國際配售] 喜相逢集團(2473.HK)

9 Nov, 2023 資本市場部

喜相逢集團(下稱“公司”)是一家知名汽車零售商,公司主要通過在中國的自營銷售網點提供汽車融資租賃服務。

公司主營業務包括:(i)汽車零售及融資,公司以直接融資租賃的方式出售大部分非豪華汽車;及(ii)汽車相關業務,公司主要提供汽車經營租賃服務以及其他汽車相關服務。 在所有零售汽車融資租賃公司(即與銀行有關聯、與汽車製造商或汽車經銷商有關聯、線下第三方零售汽車融資租賃公司及互聯網支持的第三方零售汽車融資租賃公司)當中,公司屬線下第三方零售汽車融資租賃公司之一。

更多有關公司的詳情,請見其上市文件:https://www1.hkexnews.hk/listedco/listconews/sehk/2023/1030/2023103000014_c.pdf

富強證券作為喜相逢集團全球發售的聯席賬簿管理人及聯席牽頭經辦人。

(全文)

[國際配售] 喜相逢集團(2473.HK)

9 Nov, 2023 . 資本市場部

喜相逢集團(下稱“公司”)是一家知名汽車零售商,公司主要通過在中國的自營銷售網點提供汽車融資租賃服務。

公司主營業務包括:(i)汽車零售及融資,公司以直接融資租賃的方式出售大部分非豪華汽車;及(ii)汽車相關業務,公司主要提供汽車經營租賃服務以及其他汽車相關服務。 在所有零售汽車融資租賃公司(即與銀行有關聯、與汽車製造商或汽車經銷商有關聯、線下第三方零售汽車融資租賃公司及互聯網支持的第三方零售汽車融資租賃公司)當中,公司屬線下第三方零售汽車融資租賃公司之一。

更多有關公司的詳情,請見其上市文件:https://www1.hkexnews.hk/listedco/listconews/sehk/2023/1030/2023103000014_c.pdf

富強證券作為喜相逢集團全球發售的聯席賬簿管理人及聯席牽頭經辦人。

  • 富強證券助力正味集團控股有限公司(股票代號:2147.HK)成功在香港聯交所主板掛牌上市

    13 Jan, 2023 . 資本市場部

    2023年1月13日,正味集團控股有限公司(“正味集團”或“公司”)(股票代號:2147.HK)成功在香港聯合交易所主板掛牌上市。富強證券有限公司擔任本次正味集團控股有限公司的聯席賬薄管理人及聯席牽頭經辦人。


    正味集團主要於江西省(其次於四川省及湖北省)生產干貨食品及零食,其次進行相關產品的貿易。公司成立於2002年,從生產干貨食品起步發展公司的業務。利用於干貨食品生產方面的經驗及成熟品牌,公司於2019年初首次將業務拓展至零食生產,並推出清香蓮子。鑒於蔬菜及肉類零食市場的預期增長,公司於2019年8月進一步推出蔬菜零食,隨後於2021年1月推出肉類零食。據弗若斯特沙利文報告稱,就2021年收入而言,公司在江西省休閑食品市場排名第五,市場份額約為0.4%。江西省休閑食品產業市場規模占2021年中國休閑食品業的1.7%。

  • Adjustment of Prime Rate 20 Dec, 2022 Fortune Official

    Adjustment of Prime Rate

    20 Dec, 2022 . Fortune Official

    The prime rate of Fortune (HK) Securities Limited will be adjusted from 5.625% to 5.875%, with effect from 20th December 2022.

  • Our HSBC bank account is back in service 1 Dec, 2022 Fortune Official

    Our HSBC bank account is back in service

    1 Dec, 2022 . Fortune Official

    All customers are welcome to deposit funds to our HSBC bank account as usual.

    For details of Fortune's bank accounts, please refer to Deposit and Withdrawal on our website.

  • 富強證券助力博維智慧科技有限公司(股票代號:1204.HK)成功在香港聯交所主板掛牌上市

    15 Jul, 2022 . 資本市場部

    2022年7月15日,博維智慧科技有限公司(“博維智慧科技”或“公司”)(股票代號:1204.HK)成功在香港聯合交易所主板掛牌上市。富強證券有限公司擔任本次博維智慧科技有限公司的聯席賬薄管理人及聯席牽頭經辦人。

    博維智慧科技的總部位於澳門,是澳門IT解決方案市場的領先公司。博維智慧科技在為澳門多個行業領域客戶提供設計、構建及建立全面IT解決方案方面享負盛名。此外,博維智慧科技從事分銷及轉售硬件及軟件。博維智慧科技在香港開展分銷業務,在澳門開展轉售業務。博維智慧科技的客戶組合包括電訊、媒體及科技、博彩及酒店的全球知名企業或機構以及公營部門。根據弗若斯特沙利文的資料,於2021年,澳門IT解決方案的市場規模估值為1,618.5百萬澳門元,而按收益計,博維智慧科技在澳門的IT解決方案市場排名第一,2021年占市場份額25.8%。於往績記錄期,博維智慧科技是澳門少數具備技術能力及資源的IT服務供應商之一,為澳門的客戶提供全面的端對端解決方案。

  • 富強證券助力魯商生活服務股份有限公司(股票代號:02376.HK)成功在香港聯交所主板掛牌上市

    8 Jul, 2022 . 資本市場部

    2022年7月8日,魯商生活服務股份有限公司(“魯商服務”或“公司”)(股票代號:2376.HK)成功在香港聯合交易所主板掛牌上市。富強證券有限公司擔任本次魯商生活服務股份有限公司的聯席賬薄管理人及聯席牽頭經辦人。

    魯商服務是一家在山東省具有領先市場地位並擁有快速增長良好往績記錄的綜合性物業管理服務提供商。魯商服務的總部位於山東省濟南市,自2006年成立以來,經過15多年的發展,業務範圍已覆蓋山東省幾乎所有地級市以及北京和哈爾濱。根據中指院的資料,魯商服務在2022中國物業服務百強企業中綜合實力排名第41位,並被評為「2021物業管理行業多元化運營優秀企業」及「2021物業服務專業化運營領先品牌企業」之一。截至2021年12月31日,以在管建築面積計,魯商服務在中國物業服務百強企業中的市場份額約為0.16%,而截至同日以在管建築面積計,魯商服務在山東省的市場份額約為1.0%。

  • [Attention] Hong Kong Investor Identification Regime (HKIDR)

    7 Jul, 2022 . Fortune Official

    The Hong Kong Investor Identification Regime (HKIDR) will soon be implemented. We need to collect the most update client identification data and consent for the collection and handling of personal data from you to fulfil the requirements.

    If clients have yet to reply the email that we sent out in 28 Jan 2022, please (1) click on the download link below, and reply us after reading the document as soon as possible. If client would like to update his/her personal data, please also (2) complete the Change of Contact Information Application Form.


    Download Link:

    (1) https://chinafortune-290.com/assets/pdf/08.%20Change%20of%20Account%20Information%20(v20220701).pdf

    (2) https://chinafortune-290.com/assets/pdf/17.%20HKIDR%20Client%20Consents%20(v20220701).pdf


    Please note that failure to provide us with your personal data or consent as described above, we might no longer be able to provide the client any securities related services or carry out his/her trading instructions.


  • 富強證券助力東原仁知城市運營服務集團股份有限公司(股票代號:09889.HK)成功在香港聯交所主板掛牌上市

    29 Apr, 2022 . Fortune ECM

    2022年4月29日,東原仁知城市運營服務集團股份有限公司(“東原仁知”或“公司”)(股票代號:2352.HK)成功在香港聯合交易所主板掛牌上市。富強證券有限公司擔任本次東原仁知城市運營服務集團股份有限公司的聯席賬薄管理人及聯席牽頭經辦人。

    東原仁知城市運營服務是一家歷史悠久的物業管理服務提供商,在中國為許多物業項目提供綜合的服務,並擁有快速增長的過往記錄。根據中指研究院的資料,於2021年,就2020年於中國產生的總收益及2020年於中國的總在管建築面積而言,公司分別名列「2021中國焦慮症物業服務百強企業」第52名及第53名。

    截至2021年12月31日,公司在中國的兩個主要地區(即中國西南及華東地區)經營業務。多年來,公司采取的發展戰略是通過在管理的物業項目所在的現有城市擴大業務組合,同時進入具有高增長潛力的新城市。截至2021年12月31日,公司有325個在管物業項目,包括住宅及非住宅物業,覆蓋中國16個省、自治區及直轄市的51個城市,總在管建築面積約為28.2百萬平方米。其中,133個為住宅物業及192個為非住宅物業。截至2021年12月31日,住宅物業及非住宅物業的總在管建築面積分別約為20.5百萬平方米及7.7百萬平方米。

  • [國際配售]慧居科技股份有限公司(2481.HK)

    28 Jun, 2023 . 資本市場部

    慧居科技股份有限公司是一家主要在「三北地區」經營的跨省供熱服務供應商。


    於最後實際可行日期,公司的總特許經營面積約為419.9百萬平方米,其中山西省291.0百萬平方米、甘肅省68.3百萬平方米、內蒙古自治區28.0百萬平方米及河南省32.6百萬平方米。於同日,在公司的特許經營面積範圍內,公司的總實際供熱服務面積約為41.9百萬平方米,其中山西省25.2百萬平方米、甘肅省8.5百萬平方米及內蒙古自治區8.2百萬平方米。於往績記錄期間,公司就特許經營權項下的供熱服務維持 廣大的客戶群。於2020年、2021年 及2022年12月31日,我們分別擁有約265,800名、282,400名及303,900名供熱服務客戶。


    更多有關公司的詳情,請見其上市文件:https://www1.hkexnews.hk/app/sehk/2023/105226/documents/sehk23062101350_c.pdf


    富強證券作為慧居科技全球發售的副經辦人,如客戶希望對公司國際配售之份額有興趣,請與我們聯繫。

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  • 富強證券助力正味集團控股有限公司(股票代號:2147.HK)成功在香港聯交所主板掛牌上市

    13 Jan, 2023 . 資本市場部

    2023年1月13日,正味集團控股有限公司(“正味集團”或“公司”)(股票代號:2147.HK)成功在香港聯合交易所主板掛牌上市。富強證券有限公司擔任本次正味集團控股有限公司的聯席賬薄管理人及聯席牽頭經辦人。


    正味集團主要於江西省(其次於四川省及湖北省)生產干貨食品及零食,其次進行相關產品的貿易。公司成立於2002年,從生產干貨食品起步發展公司的業務。利用於干貨食品生產方面的經驗及成熟品牌,公司於2019年初首次將業務拓展至零食生產,並推出清香蓮子。鑒於蔬菜及肉類零食市場的預期增長,公司於2019年8月進一步推出蔬菜零食,隨後於2021年1月推出肉類零食。據弗若斯特沙利文報告稱,就2021年收入而言,公司在江西省休閑食品市場排名第五,市場份額約為0.4%。江西省休閑食品產業市場規模占2021年中國休閑食品業的1.7%。

  • Adjustment of Prime Rate 20 Dec, 2022 Fortune Official

    Adjustment of Prime Rate

    20 Dec, 2022 . Fortune Official

    The prime rate of Fortune (HK) Securities Limited will be adjusted from 5.625% to 5.875%, with effect from 20th December 2022.

  • Our HSBC bank account is back in service 1 Dec, 2022 Fortune Official

    Our HSBC bank account is back in service

    1 Dec, 2022 . Fortune Official

    All customers are welcome to deposit funds to our HSBC bank account as usual.

    For details of Fortune's bank accounts, please refer to Deposit and Withdrawal on our website.

  • Adjustment of Prime Rate 9 Nov, 2022 Fortune Official

    Adjustment of Prime Rate

    9 Nov, 2022 . Fortune Official

    The prime rate of Fortune (HK) Securities Limited will be adjusted from 5.375% to 5.625%, with effect from 9th November 2022.

  • Adjustment of Prime Rate 26 Sep, 2022 Fortune Official

    Adjustment of Prime Rate

    26 Sep, 2022 . Fortune Official

    The prime rate of Fortune (HK) Securities Limited will be adjusted from 5.25% to 5.375%, with effect from 26th September 2022.

  • [Attention] Hong Kong Investor Identification Regime (HKIDR)

    7 Jul, 2022 . Fortune Official

    The Hong Kong Investor Identification Regime (HKIDR) will soon be implemented. We need to collect the most update client identification data and consent for the collection and handling of personal data from you to fulfil the requirements.

    If clients have yet to reply the email that we sent out in 28 Jan 2022, please (1) click on the download link below, and reply us after reading the document as soon as possible. If client would like to update his/her personal data, please also (2) complete the Change of Contact Information Application Form.


    Download Link:

    (1) https://chinafortune-290.com/assets/pdf/08.%20Change%20of%20Account%20Information%20(v20220701).pdf

    (2) https://chinafortune-290.com/assets/pdf/17.%20HKIDR%20Client%20Consents%20(v20220701).pdf


    Please note that failure to provide us with your personal data or consent as described above, we might no longer be able to provide the client any securities related services or carry out his/her trading instructions.


  • Cyber Security Reminders 15 Apr, 2022 Fortune Official

    Cyber Security Reminders

    15 Apr, 2022 . Fortune Official

    Smartphone and mobile internet bring a lot of conveniences to our daily lives. Yet there are also more risks in network safety issues. Below are some cyber security reminders for individual users:

     

    1.           Password Protection

    - Never share your password to anyone

    - Use more complicated passwords which include numbers and both upper- and lower-case letters

    - Change password regularly, for instance once every 3 months

    - Do not use the same password for all accounts

    - Make sure there is no visual of other person when you enter your password

     

    2.           Antivirus Protection

    - Keep the antivirus software of your devices up to date

    - Enable firewall to reduce hacking risk

    - Do not install or open unknown apps or files

    - Scan your computer and smartphones with antivirus software regularly

     

    3.           Device and Data Protection

    - Avoid using public WIFI

    - Do not connect your device to unknown WIFI hotspots

    - Always download apps and software from official channels

    - Enable PIN on your personal devices

    - Do not root or hack your devices with unofficial firmware

    - Keep the version or your apps and security patches up to date

    - Factory reset and wipe out all data in your device before disposal

     

    4.           Spam Emails

    - Do not open suspicious emails, click on phishing links or unknown attachments

    - Pay attention to the email name and address to the sender

    - Alert urgent emails (such as password expired or credit card payment failure, etc.)

    - Contact the sender (e.g. by phone call) if you have uncertainties with the email

     

    5.           Abnormal Activities

    - Check your account balance and statements regularly. If there is abnormal transactions, please contact us immediately.

    - Always let us know your most updated contact information, such as mobile number, email address, etc.

     

    If you would like to know more details about cyber security, we recommend you to surf the below websites:

     

    n   “InfoSec” powered by Office of the Government Chief Information Officer

    http://www.infosec.gov.hk

     

    n   “Cyber Security Information Portal” powered by Office of the Government Chief Information Officer

    http://www.cybersecurity.hk/tc/index.php

     

    n   “Beware of Online Scams” powered by Investor and Financial Education Council

    https://www.ifec.org.hk/web/tc/moneyessentials/scams/scam-websites.page

  • Payment arrangement & Bank accounts information 10 Mar, 2022 Fortune Official

    Payment arrangement & Bank accounts information

    10 Mar, 2022 . Fortune Official

    Due to recent outbreak of coronavirus in Hong Kong, many banks have made adjustments to the opening hours and services of their branches. From today onwards, payment arrangement for cash withdrawal may delay for 1 to 2 business days.

     

    Besides, our HSBC bank account will be temporarily out of service until further notice. Should you need to deposit money or make payment to us, we recommend to use our accounts in BOC(HK) and Chong Hing Bank.

     

    A/C Name

    Fortune (HK) Securities Limited

    Bank Name &

    A/C Number

    Chong Hing Bank

    041-256-103414253

    Bank of China (HK)

    012-875-0-031753-7


  • The new “Fortune Trader” mobile app and web-trade system go live

    29 Nov, 2021 . Fortune Official

    We are pleased to introduce our new “Fortune Trader” mobile app and web-trade system, which brings you a fresh user interface and being more informative than before. The 2FA experience is more user-friendly where the Ayers Token will be replaced by SMS text message when you login to the new system.


    Please check out Fortune’s website below to download and to experience our new systems. Account login name and password remain unchanged.

    https://fortune3369.com.hk

    https://chinafortune-290.com/tc/business


    Kindly note that the existing Fortune App, Ayers Token, Web-trade link, and the real-time streaming quotation powered by AAstocks will be out of service after 31st December 2021. If you would like to see real-time streaming quotation provided by Tele-Trend Konson in the trading system, you can subscribe the service directly via Fortune Trader app.


    Should you have any questions, please contact your account executive.

  • 【嚴正聲明】關於假冒或影射中國富強金融集團有限公司及/或富強證券有限公司的手機應用程序、網站及微信群組

    17 Jun, 2021 . Fortune Official

    近日,富強證券有限公司留意到網絡上流傳有關“名校畢業生網絡投資詐騙犯罪團伙落網”的文章,其中提到該犯罪團伙冒用“富強證券”名稱制作手機應用程序進行欺詐行為。

    富強證券有限公司現謹嚴正聲明,本公司為根據香港證券及期貨條例獲准從事第1類受規管活動(證券交易)的持牌法團,與該等欺詐網站、手機應用程序、微信群組、在線直播平台等不具有任何關系或連結。對該等犯罪團伙冒充“富強證券”名義進行詐騙的行為予以嚴厲譴責,並對其假冒本公司的一切不法行為,保留追究其法律責任的權利。

    富強證券有限公司之官方網站只有fortune3369.com.hk,官方微信公眾號名稱為“富強金融集團”(微信號:CFFG-HK)。本公司絕不會要求客戶將款項存入非本公司名義的其它銀行戶口。客戶如欲於網上開立本公司賬戶或存入資金,請經本公司官方網站鏈接,以下載本公司之交易平台。本公司提醒閣下切勿透過其他鏈接下載交易應用程序,以防受騙。

    敬請廣大投資者提高警惕和識別能力,如果有聲稱是富強證券有限公司相關的個人或機構與您聯系,提供金融服務、要求存入款項或要求您的賬戶、個人信息或向您推薦不明來源的投資APP,請務必謹慎處理。因為此類個人或機構可能涉及欺詐或信息盜取,必要時可以向當地公安機關報案。對於閣下或任何人士因為直接或間接使用或連接該等欺詐平台而導致的損失或損害,本公司不承擔任何責任,敬請留意。

    如有任何疑問,請致電客戶服務熱線 (852) 3105-1829 或電郵至 [email protected] 與富強證券有限公司聯絡。


    富強證券有限公司

    2021年06月17日

Disclaimer: Investment involves risks. The information provided on this website is for reference only. All materials are not to be construed as an offer or solicitation for the subscription, purchase or sale of any securities. Whilst Fortune (HK) Securities Limited (“the Company”) endeavors to keep the contents accurate, no warranty or guarantee, express or implied, is given by the Company as to the accuracy of the information. The Company shall not be held liable for any damages whatsoever (including, without limitation, damages for loss of profits, business interruption, loss of information) arising out of the use or inability to use such information.

Account Opening

1 Face to Face

Client are welcomed to visit our office to open an account face to face. We suggest you to make an appointment and bring the below documents:

  • Personal identification document (e.g. ID card, passport)
  • Address proof in recent last 3 months (e.g. utility bills, bank statements)
  • Bank account proof (e.g. ATM card, bank statements)

2 By Post

Please go to Forms Download and to save to and print out the relevant Client Agreement - Terms and Schedules, Account Opening Form, and W-8BEN form.

If you confirm all terms and content, please complete and sign on the account opening form and W-8BEN form, with the signature of the certifier in the appropriate box, along a certified true copy of the below documents:

  • Personal identification document (e.g. HKID card, passport)
  • Address proof in recent last 3 months (e.g. utility bills, bank statements)
  • Bank account proof

*Certifier must be either a Hong Kong SFC licensed person or registered professionals (such as CPA or lawyer).

If the documents are not able to be certified by an acceptable certifier, applicant could send us a package which includes the completed account opening form, a copy of the identification document and the address proof in recent last 3 months, along with a bank cheque (**Sample) to our office.

**Please note that the cheque must fufill the below conditions:

  • application's he signature on the cheque must be the same as the signature on teh account opening form;
  • the cheque must be issued by the Hong Kong licensed bank;
  • the amount should be no less than HK$10,000;
  • payee name: Fortune (HK) Securities Limited

Address: 4102-06, 41/F, COSCO Tower, 183 Queen's Road Central, Hong Kong
Attn: CS Department
Tel: +852 3189-2168

Corporate Account

If you wish to open a corporate account, kinldy call our customer service hotline at 3189-2168, or to send us email to [email protected]. Our customer service officer will provide you the approiate account opening docuemnts and checklist according to the structure of the entity.

Deposit & Withdrawal

Fund Deposit

Deposit into any of our bank accounts below, and send the deposit slip to us by fax, mobile app, or send an e-mail to [email protected].
Please also indicate your trading account name and number for us to process your deposit. Settlement time is at 3:30 pm of a business day.

Bank Account Details:

HKD USD

CHONG HING BANK

Account Name:
Fortune (HK) Securities Limited

Swift Code:
LCHBHKHH

Account Number:
041-256-103414253

Send a Deposit Notice

BANK OF CHINA (HK)

Account Name:
Fortune (HK) Securities Limited

Swift Code:
BKCHHKHH

Account Number:
012-875-0-031753-7

Send a Deposit Notice

HSBC

Account Name:
Fortune (HK) Securities Limited

Swift Code:
HSBCHKHHHKH

Account Number:
004-809-69-1157-001

Send a Deposit Notice

浙商银行

Account Name:
Fortune (HK)Securities Limited

Swift Code:
ZJCBHKHH

Account Number:
383-746012623000

Send a Deposit Notice

CHONG HING BANK

Account Name:
Fortune (HK) Securities Limited

Swift Code:
LCHBHKHH

Account Number:
041-256-150246416

Send a Deposit Notice

Other than email, registered clients can also send us the deposit slip or screen capture via electronic messages (WhatsApp, WeChat).

Fund Withdrawal

For Individual clients to commence withdrawal, kindly send us your instruction via (i) our online platform, (ii) by e-mail [email protected], or (iii) to call our settlement department at +852 3189-2117. For corporate clients, please submit withdrawal instructions as stated in the board meeting record accordingly.

The cut-off time is 10:30am on a business day. Instructions that passed the cut-off time will be proceed on the next business day. The fund will be deposited into your bank account (based on our latest record) by cheque. Please contact us if you would like to go by other ways of deposit.

Internet Trading

Web-based Online Trading

LOGIN

Fortune Trader 2.0 (Mobile App)


Appstore (iOS)


Google Play (Android)


APK download (For Andriod phones without Google service)
*Compatibility with Huawei's HarmonyOS is not guaranteed*

Disclaimer

  • The information herein (including any expression of opinion or forecast) is provided in good faith and has been obtained and derived from sources believed to be reliable and accurate at the date indicated. However, we have not verified all the information and we do not represent that it is accurate or complete for your purpose and it should not be relied upon as such. We may not, and have no obligation to, update the information or correct any inaccuracy which subsequently becomes apparent. Opinions, estimates and other information contained herein may be changed or withdrawn without prior notice.
  • The content of this site is not intended to provide financial, legal, accounting or tax advice to any user and should not be relied upon in that regard. Any indicative price quotations, disclosure materials or analyses have been prepared on assumptions and parameters that reflect good faith determinations by us and do not constitute advice by us. The assumptions and parameters used are not the only ones that might reasonably have been selected and therefore no guarantee is given as to the accuracy, completeness, or reasonableness of any such quotations, disclosure or analyses. No representation or warranty is made that any indicative performance or return indicated will be achieved in the future. Past performance is not a guarantee of future results. While we provide the information in good faith and derived such information from sources believed to be reliable, we do not represent or warrant the completeness, reliability, accuracy, timeliness or fitness for any purpose of any of the material.
  • Transactions over the internet may be subject to interruption, transmission blackout, delayed transmission due to internet traffic or incorrect data transmission due to the public nature of the internet. Fortune (HK) does not guarantee the security of any information transmitted over, through or via the internet.
  • Should you have encountered any problem, please refer to the below manuals:
  • Fortune Trader 2.0 Mobile App User Manual
  • Fortune Web Trading User Manual

Forms Download

Standard Fees Table

Note to Client Relating to Settlement of Securities Trading Transaction

01 Client Agreement - Terms and Schedules

01A Client Agreement - Account Opening Form (Individual/Joint Account)

02A W-8BEN

02B W-8IMY

02C W-8BEN-E

03 Appendix 1 – Specimen Signature Form

04 Appendix 2 – Client Credit (Margin) Limit Application Form

05 Appendix 3 – Politically Exposed Persons Questionnaire

06 Appendix 4 – Individual Professional Investor Application Form

06A Appendix 4X – Individual Professional Investor Application Form (Existing Client)

07 Client Risk Profiling Questionnaire (For Individual/ Joint Account)

08 Change of Account Information Form

09 Notification of Change of Specimen Signature

10 Settlement Instruction (SI) / Investor Settlement Instruction (ISI) Form

11 Physical Script(s) Deposit Application Form

12 Physical Script(s) Withdrawal Application Form

13 Transfer of Stock(s) and Cash Application Form

14 Consent Letter on Northbound China Stock Connect Orders (Investor Identification Model) and the Personal Information Collection Statement

15 Securities Trading Account Termination Form

16 Self-Certification Form for FATCA & CRS - Individual (Existing client)

17 Hong Kong Investor Identification Regime (HKIDR) - Client Consents

FAQ

Account Management

What kind of accounts could Fortune provide?

Corporate and individual clients could open cash or margin securities trading accounts. If you would like to open a professional investor (PI) account or a CIES account, please contact us at (852) 3189-2168 or send email to [email protected] for more information.

Can Non-HK resident open securities trading account?

Non-HK resident holding valid identity documents are eligible to open an account. Required documents depends on the nationality and residential places. For enquiry, please call our customer services hotline (852) 3189-2168.

Any charge on opening a securities trading account?

No charge on opening securities trading account. Customers can start trading upon fund deposit in any of our designated bank account(s).

How long does it take to open a trading account?

The process usually will be completed within 2-3 working days after we received all relevant documents that are properly signed.

What is Common Reporting Standard (CRS)?

The Organization for Economic Co-operation and Development (OECD) launched the Common Reporting Standard (CRS) as endorsed by the G20. CRS also called Automatic Exchange of Financial Account Information (AEOI).CRS is a new international standard, designed to enhance tax transparency and combat cross-border tax evasion.

The governments of all jurisdictions participating in CRS need to obtain relevant financial account information from their financial institutions and exchange that information automatically with jurisdictions of residence of account holders on an annual basis. More than 100 jurisdictions over the world have committed to the implementation of CRS, including China and Hong Kong. The financial institution will collect and furnish to the Inland Revenue Department (“IRD”) information of the identified account holders (individual or entity) and the financial account information on an annual basis.

For more details, please refer to the link as follow: https://www.ird.gov.hk/eng/tax/dta_aeoi.htm

To comply with local, national or international laws and legal requirements, Fortune need to collect more information to analyze your tax status in other tax jurisdictions.

What is Taxpayer Identification Number (TIN)

A jurisdiction will identify its tax resident by Taxpayer Identification Number. The Taxpayer Identification Number is called as "TIN". for instance, the TIN of Hong Kong/China individual is the identity card number. The TIN of a Hong Kong registered company is the business registration number registered with the Business Registration Office of the Inland Revenue Department. The TIN of a Chinese registered company is the number of its business license.

How would I know if my account has been successfully opened?

Upon successful account opening, we will inform you by post or email (including account number and password, if applicable).

What is two-factor authentication (2FA)?

Two-factor authentication is a security process. It consists of two different components, including information you have already known (e.g. username and password) and something you have (e.g. mobile phone) to certify user's identity. According to the new requirements introduced by the Securities and Futures Commission (SFC) in reducing cybersecurity risk associated with Internet trading issued on 27 October 2017, additional controls are required over internet trading, including the implementation of two-factor authentication (2FA). In compliance with the guidelines, starting from 27 April 2018, it will be a mandatory requirement for licensed corporations to implement two-factor authentication mechanism for clients logging into their internet trading accounts.

How does Fortune's 2FA work?

The registered phone of client will receive a one-time password by SMS upon login.

Should I notify Fortune if there are changes of my personal information?

Please update your personal details by completing the Change of Account Information Form.

How to reset password?

You can reset your password by clicking on "Forget Password", or by calling our dealing department at (852) 3189-2187.

Fund and Settlement

How to deposit / withdraw physical shares?

To sign at the back of the stock certificate and deliver it to Fortune in person. It generally takes two weeks' time before the shares are available for trading in the stock exchange. For withdrawal, please contact our customer service for details.

Can I deposit fund to Fortune from a third party's bank account?

Fortune Securities do not accept any kind of cash or third-party transfer. For enquiry, please send mail to [email protected].

What is the CCASS details of Fortune?

CCASS ID: B01753
Participant Name: Fortune (HK) Securities Limited
Contact: Settlement Department
Tel: (852) 3189-2181; (852) 3189-2183

Trading

What is the official website of Hong Kong Stock Exchange?

What kind of products could I trade in Fortune?

You can get access to Hong Kong Stock Exchange listed stocks, CBBCs, warrants, and ETFs. Fortune could also provide access to various of mutual funds, bonds, US stocks, and A shares under Stock Connect.

How to place order for US stocks and China A-stocks?

We only support telephone orders for US stocks and China A stocks at the moment. Please call our dealing department at (852) 3189-2187.

How to trade OTC products such as mutual funds and bonds?

It would be nice if we could understand your investment purpose first. Please contact our customer service at (852) 3189-2168.

How long do my trading instructions stay valid?

Orders are valid within trading hour in the trading day of the market until:
A. The price moves within the 'limit' price indicated and is executed;
B. The instruction is cancelled by the client;
C. A change in the instruction is requested by the client;
D. Until the end of day
Transactions may be executed rapidly during trading hours, and therefore changes or cancellations are in no way guaranteed.

What kind of fees do I have to pay for stock trading?

For details of all charges, please refer to our Standard Fees Table.

Will I get interest on the cash balance in my securities trading account?

Clients are entitled saving interest if the cash balance of account is above HK$50,000.

What is lot size?

Lot size means the minimum number of shares to trade in normal circumstances.

How could I trade shares (odd lot) that are less than a full lot size?

Please call our dealing department at (852) 3189-2187 and place your odd lot order to our dealer.

Can I sell the HK stocks that I just bought today?

Yes. You can buy and sell Hong Kong stocks on the same trading day.

How could I get Hong Kong stocks real-time quotation?

You can purchase Hong Kong stocks real-time quotation service via the Fortune Trader App.

There are five types of orders accepted by the Exchange. They are At-auction Order, At-auction Limit Order, Limit Order, Enhanced Limit Order and Special Limit Order. What are their distinctive features?

At-auction Order

During the Pre-opening Session and the Closing Auction Session, the trading system of the Exchange accepts only At-auction Order and At-auction Limit Order. An At-auction Order is an order with no specified price and is entered into the trading system for execution at the final Indicative Equilibrium Price (IEP). It enjoys a higher order matching priority than an at-auction limit order and will be matched in time priority at the final IEP. Any outstanding at-auction orders after the end of the Pre-opening Session will be cancelled before the commencement of the Continuous Trading Session.

At-auction Limit Order

An At-auction Limit Order is an order with a specified price. An at-auction limit order with a specified price at or more competitive than the final IEP (in case of buying, the specified price is equal to or higher than the final IEP, or in case of selling, the specified price is equal to or lower than the final IEP) may be matched at the final IEP subject to availability of eligible matching order on the opposite side. An at-auction limit order will be matched in price and time priority at the final IEP. No at-auction limit order will be matched at a price worse than the final IEP. Any outstanding at-auction limit orders at the end of the Pre-opening Session will be carried forward to the Continuous Trading Session and treated as limit orders provided that the specified price of that at-auction limit order does not deviate nine times or more from the nominal price or is one ninth or less of that price. Such orders will be put in the price queue of the input price.

Limit Order

During the Continuous Trading Session, the trading system of the Exchange accepts only Limit Order, Enhanced Limit Order and Special Limit Order. A Limit Order will allow matching only at the specified price. The sell order input price cannot be made at a price below the best bid price, if available, whereas the buy order input price cannot be made at a price above the best ask price, if available. Any outstanding limit order will join the price queue of the input price.

Enhanced Limit Order

An Enhanced Limit Order is similar to a Limit Order except that it will allow matching of up to 10 price queues (i.e. the best price queue and up to the 10th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. The sell order input price can be made at a price of nine spreads below the current bid price whereas the buy order input price can be made at a price of nine spreads above the current ask price. Any outstanding enhanced limit order will be treated as a limit order and put in the price queue of the input price.

Special Limit Order

A Special Limit Order will allow matching of up to 10 price queues (i.e. the best price queue up to the 10th queue at nine spreads away) at one time provided that the traded price is not worse than the input price. A special limit order has no restriction on the input price as long as the order input price is at or below the best bid price for a sell order or at or above the best ask price for a buy order. Any outstanding special limit order will be cancelled.

How could I check my historical transactions record?

Fortune would send client details statement record in every trading day and in the end of month. If you would like to request for extra historical transactions record, please send us email at [email protected].

Margin Financing

If I do not have any stock holding, could I still use any margin financing facilities?

Margin facilities are only available only if you have obtained credit approval from Fortune.

What is the margin interest rate of Fortune? And how do I pay the interest?

The standard margin borrowing interest rate is P+6%. The rate might be changed from time to time due to market. Accrued interest will be debited from the trading account in month-end.

Subscribing IPO

How to place an IPO order?

Clients can place an IPO order via any of the below:
1. Fortune online trading platform
2. Fortune Trader App
3. Call our dealing department at (852) 3189-2187

What should I pay attention to for applying IPO shares?

Notes to IPO applicants:
1. The applicant must be 18 years of age or older. Applicant should meet all the terms and conditions required by the IPO company.
2. Minimum application will be one board lot. Any application for more than one board lot must be in one of the number of shares set out in the application form.
3. Application amount would include 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange Trading Fee.
4. Application should only make one subscription. Subscription will be rejected if the order is found or believed to be a multiple subscription.

Can I subscribe an IPO with margin facility? What are the margin ratio and interest rate in subscribing IPO shares?

Yes. The margin ratio and interest rate vary between different stocks and the market loan rate. General speaking, Fortune provides 90% of margin with interest rate at around 3.88% p.a. You should contact your account executive or refer to the IPO subscription page for details.

Can I trade IPO stocks in grey market?

IPO grey market order could only be placed by phone. Dealing department hotline (852) 3189-2187.

Can I participate in international placing offer of an IPO through Fortune?

Yes. Depends on the terms of the IPO. Please contact your account executive for details.

System Error

I have already opend an account, yet my account is not able to trade?

There might be several reasons for this:
1. Although no account opening deposit is required, you should have sufficient money in your account before an order is placed;
2. You have placed an order which exceed your trading limit;
3. Failure to submit the required documents in accordance with regulatory requirements;
4. There might be some technical error occurred. Please call customer service or send email to [email protected].

What should I do if I had input an incorrect password for too many times and couldn't login my account?

The account will be locked by the system if client has input an incorrect password for 5 times in a row. You should call our dealing department at (852) 3189-2187 to handle your order manually and later on to request the dealer to unlock your account.

Contact Us

Fortune (HK) Securities Limited

Hong Kong SFC CE number

AHQ488

CCASS number

B01753

Address

4102-06, 41/F, COSCO Tower, 183 Queen's Road Central, Hong Kong

Fax

3189-2155

Telephone

General Line: 3105-1829

WhatsApp

(For Registered Fortune Clients ONLY)

6359-7497

WeChat

(For Registered Fortune Clients ONLY)

ID: FSL3369

Office Hour

Monday to Friday: 9:00 to 18:00

Closed on Satuarday, Sunday, and public holidays

Fortune (HK) Securities Limited, (collectively referred to as "Fortune Securities" or "we") value your privacy. When you use the products or services provided by Fortune Securities, we may collect and use your relevant information. By using or continuing to use our products or services, you consent to the collection, use, and storage of your relevant information as described in this Privacy Policy.

(1) Information We May Collect

We may collect your personal information, such as your personal phone number, personal identification, online identity information (including system account, IP address, email address, and passwords, passcodes, and password protection answers related to the aforementioned), log information (including browsing history, usage records, click records, operation logs, etc. when using our products or services), device information (including device model, device MAC address, operating system type, device settings), software list, unique device identifiers (such as IMEI/Android ID/IDFA/OPENUDID/GUID, etc., which describe basic information about personal commonly used devices), location information (including precise location information, accommodation information), and personal publication information (including profile pictures, nickname information, content published on information stocks).

(2) How We Collect and Use Information

We may collect part or all of the above information from you during your registration as a user of Fortune Securities or in the process of using other services provided by Fortune Securities. The information we collect will be used for the following purposes:

  • Assisting you in completing the registration process.
  • Verifying your identity, providing customer service, ensuring security, monitoring fraud, archiving, and backup purposes when providing goods or services to you.
  • Enabling us to respond to your personalized needs, improve our products and services.
  • Targeted message delivery to provide you with better-quality products or services.
  • Maintaining and developing mobile communication business systems and infrastructure, including testing and updating such systems.
  • Allowing you to participate in surveys related to our products and services.

Except for the necessary circumstances listed below, we will not share your personal information with any third party without your consent:

  • Complying with applicable laws and regulations.
  • Complying with court orders or other legal procedures.
  • Complying with requests from relevant government agencies.

As our business continues to grow, we and our affiliates may engage in mergers, acquisitions, asset transfers, or similar transactions, where your personal information may be transferred as part of such transactions. However, the transferee shall still comply with this Privacy Policy.

(3) Information Security

We use various security technologies and procedures to prevent information loss, improper use, unauthorized access, or disclosure. For example, in certain services, we will use encryption technology (such as SSL) to protect the personal information you provide. However, due to technological limitations and the potential existence of various malicious means, it is not possible to guarantee 100% information security at all times, even with enhanced security measures in the Internet industry. You need to understand that the systems and communication networks you use to access our services may experience problems due to factors beyond our control.

(4) How to Contact Us

Company Name: Fortune (HK) Securities Limited
Website: http://fortune3369.com.hk/?lang=en
Customer Service Phone: 852-31892164
Customer Service Email: [email protected]