Fortune Financial Capital Limited is a wholly-owned subsidiary of the GoFintech Innovation Limited (HKEX Stock Code: 290). It is a licensed corporation to carry out Type 6 (advising on corporate finance) regulated activity under the Securities and Futures Ordinance. As a licensed sponsor, Fortune Financial Capital Limited has a number of professionally registered Principals and licensed representatives. The members of the working teams possess rich project experience and in-depth knowledge in different industries, and we are committed to providing companies with services such as IPO sponsor, fundraising, compliance advisory and other investment banking services.

We are a cross-border finance-service platform based in Hong Kong and uniquely positioned to capture Mainland China opportunities. As a cooperate strategy, we focus on providing comprehensive customer services, working with professionalism and prudence. Supplemented with building cooperation and trust with our customers, we hope to facilitate our customers’ goals by participating in the Hong Kong capital markets.

Business Scope

1. IPO sponsor and advisory services: we provide pre-listing consulting services and serve as sponsors for clients on the HKEx Main Board and GEM listing application, including listing proposal formulation, due diligence on applicants, project progress management, preparation and submission of listing application documents, valuation, and design marketing plans.
2. Financial advisory and independent financial advisory: we act as financial advisers for private and listed companies, assist our clients to design and execute plans for proposed transactions or fund raising needs, and advise clients on matters in relation to terms and structures and their compliance with the Listing Rules or other applicable requirements under the Hong Kong regulatory framework. We also act as independent financial advisers to provide advice to the independent board committee and independent shareholders of listed companies on transactions that require an opinion from an independent financial adviser under the Listing Rules.
3. Compliance advisory: we act as compliance adviser for companies listed on the Main Board and GEM and advise on post-listing compliance matters.
4. Other services: coordinate financing arrangements in the secondary market, provide structural and technical advice on equity or debt financing arrangements and find investors to meet the needs of our clients; act as a corporate consultant to design competitive business development strategies and advise on corporate restructuring etc.